My review of Adam Jentleson's new book on the evils of the U.S. Senate, its leaders, and, in particular, its Filibuster is now up at 3:16 AM. It can be found here
My review of Adam Jentleson's new book on the evils of the U.S. Senate, its leaders, and, in particular, its Filibuster is now up at 3:16 AM. It can be found here
Richard Marshall has generously offered me a place to review books on democratic theory at his 3:16 AM site. My first review, of Lee Drutman's Two-Party Doom Loop is now up.
I expect the next three (in some order or other) will be Brian Christopher Jones' Constitutional Idolatry and Democracy, Yascha Mounk's The People vs. Democracy, and the forthcoming Huemer/Layman "debate book" on whether government authority is an illusion. And, while it's not strictly a book on democracy, I'm thinking I might not be able to resist writing something on Peter Graham's Subjective vs. Objective Moral Wrongness.
Keep an eye out!
In my book I
take the position that a bipartite voting system is necessary to get a good
sense of what the people in any group want. And I offer up something like the Mixed-Member Proportional Representation system used in New Zealand and elsewhere. It is a
bit different from MMP, however, since I specifically call for single-member elections
using Approval Voting and proportional representation using the Single
Non-Transferable VOTE (SNTV). I don’t discuss to what extent (if any)
elections utilizing my proposals should be partisan or non-partisan, however, and to the extent that strong parties
are making exclusive lists of candidates in the PR elections, SNTV voting--where everyone votes for one favorite candidate--becomes equivalent to an open party
list system in which the parties set forth the only candidates that anyone may
vote for. I am agnostic on this matter, but have been thinking about it quite a
bit lately. I therefore put these musings—which are a bit out of my wheelhouse-- on this blog with the hope that those with more knowledge in this area may comment and
enlighten me.
“Parties are intermediaries that connect the
public and the government. Parties also aggregate these diverse
interests into a relatively cohesive, if typically compromise, platform, and
they articulate these varied interests by representing them in government. The
result, in this view, is that partis parlay those compromise positions into policy
outcomes, and so they—a ruling if nonhomogeneous and shifting government
majority—can be held accountable to the public in subsequent elections. The
diversity of actors in the party lead to an equally diverse set of party
arrangements….These diverse structures make possible the key concepts of the
party in this view: interest articulation and aggregation and electoral
accountability.
This idea is fleshed out a bit in the paper “A Theory of Political Parties:
Groups, Policy Demands and Nominations in American Politics” (2012), by Kathleen Bawn, et al. The
authors there consider a society in which there are various interests such as those who want to protect local wool production, those who want to spend money
on school buildings and teachers, those who want to enforce blue laws, and several other groups—including some that coalesce (like of low-taxers, consumer groups or bar owners) specifically to
defeat the other groups. Then the authors try to make the case that without deal-making
between these interest groups, nothing like a coherent public policy is likely
to result. Obviously, their little society greatly simplifies the real world. I
believe, however, that it is still too complex to fathom. In this entry, I will
try to provide an even simpler scenario and attach a level of quantitative support to each
interest in order to see whether it’s really the case that every sort of voting
scheme requires a fairly robust party system in order for a coherent policy
that is responsive to the desires of the voting public to be produced.
Assumptions:
The jurisdiction has a population of 1,000,000
and has three seats for representatives.
500,000 are generally uninterested in matters
of public policy or “politics.” The remaining 500,000 do have first priorities they
want their representatives to focus on and may also have second priorities, but
no one has any public matters they care about, beyond a second priority.
105,000 are Pro-Choice (These care most about a woman's right to have an abortion without interference)
100,000 are Protectionists (These care most about putting tariffs on goods coming from outside this jurisdiction)
100,000 are Laborites (These care most about union rights and raising minimum wages)
75,000 are Anti-Protectionists (These care most about preventing tariffs)
75,000 are Anti-Laborites (These care most about stopping unions and preventing minimum wage hikes)
45,000 are Anti-choice (These care most about the right to life of unborn prenates)
Of
the 105,000 Pro-choice Advocates:
21,000 are secondarily pro-protection
21,000 are secondarily anti-protection
21,000 are secondarily pro-labor
21,000 are secondarily anti-labor
21,000 have no secondary public interest
Of
the 100,000 Protectionists:
20,000 are secondarily pro-labor
20,000 are secondarily anti-labor
20,000 are secondarily pro-choice
20,000 are secondarily anti-choice
20,000 have no secondary public interest
Of
the 100,000 Laborites:
20,000 are secondarily pro-protection
20,000 are secondarily anti-protection
20,000 are secondarily pro-choice
20,000 are secondarily anti-choice
20,000 have no secondary public interest
Of
the 75,000 Anti-Protectionists:
25,000 are secondarily anti-labor
25,000 are secondarily pro-labor
10,000 are secondarily pro-choice
10,000 are secondarily anti-choice
5,000 have no secondary public interest
Of
the 75,000 Anti-Laborites
25,000 are secondarily anti-protection
25,000 are secondarily pro-protection
10,000 are secondarily pro-choice
10,000 are secondarily anti-choice
5,000 have no secondary public interest
Of
the 45,000 Anti-Choice Advocates:
10,000 are secondarily pro-protection
10,000 are secondarily anti-protection
10,000 are secondarily pro-labor
10,000 are secondarily anti-labor
5,000 have no secondary public interest
************************************************************************************
Let us start by assuming that the
electorate will vote for all and only those candidates who back what is
most important to them (this assumption will be changed below). If the three candidates for the three seats in this
imaginary district are to be elected via a system that both (i) allows voters
to vote for as many candidates as they like, and (ii) gives seats to the three
candidates receiving the most votes, then Pro-choicers (with their 105,000
backers will win all the seats. If electors may vote for no more than three
candidates, the Pro-choicers will be certain to win all three seats only if
they put up no more than three candidates. Obviously, one way of assuring that
result in an election of this type is for the pro-choice advocates to organize
a party with the power to determine which candidates with its priorities may
pull papers. If those with other first priorities understand the situation,
they may try to arrange a merger with any pro-choice party that forms, in order
to pick up one seat by a member with a different first priority who favors choice
as a second priority, or to at least make sure that at least two of the seats
are taken by candidates who share their views as a second priority.
In a system where voters may pick only
one favorite (with the top three vote-getters winning seats), it will again be
difficult without the intervention of strong parties to ensure either the victory of more than one representative with any
particular first priority, or even the victory of more than one representative having
either a first or second priority of any one (or two) particular interests. Securing
such results would seem to require the intervention of entities making possibly quite complicated deals involving
both what members may and may not publicly support and who will be allowed to run for office.
What happens if we vary our assumption requiring that each member of the electorate will vote for all and only those candidates
who back what is most important to her by assuming instead that each elector
will vote for all the candidates of whom she minimally approves. Now, everyone will
vote for all candidates espousing EITHER their first or second priority. Would we still need parties? Given this changed assumption, if electors may vote for as many candidates as they want, and
everyone who is interested in politics goes to the polls, we can expect the
following results: 1 Pro-choice winner, 1 Laborite winner, and 1 Protectionist
winner. So long as each interest group has at least one candidate in the race sharing its first priority, it won’t
matter how many additional candidates having that first priority also run. For simplicity then, let us just assume that each of the groups listed above has only one candidate with that first priority on the ballot.
Approval Election Results
The Pro-choice candidate will
receive 105K + 20K + 20K +10K + 10K + 165,000 votes
The Protectionist candidate will
receive 100K + 21K + 20K +25K + 10K = 176,000 votes
The Laborite candidate will receive
100K + 21K + 20K + 25K + 10K = 176,000 votes
The Anti-Protectionist candidate
will receive 75K + 21K + 20K + 25K + 10K = 151,000 votes
The Anti-Laborite candidate will receive
75K + 21K + 20K +25K + 10K = 151,000 votes
The Anti-Choice candidate will receive
45K + 20K + 20K + 10K + 10K = 105,000 votes
Will we therefore have a government that enacts Pro-choice, Protectionist, Laborite policies? Not necessarily. In spite of the first priorities of
these three candidates, we cannot assume that the policies created by the three representatives will end up being Pro-choice, Protectionist, and Laborite. Why not? Without party intervention, the second priorities
of the winners will be randomly distributed, so we cannot simply assume that,
e.g., the Pro-choice winner will be amenable to labor or protection proposals. Similarly,
we cannot simply assume that the Protectionist representative will be pro-choice
or pro-labor. Thus, if the three-member legislative/executive representatives
require a majority to do anything, they may be unable to go forward on any
front. Alternatively, one (or two) of the voter-supported positions may
move forward…but there may be no way to tell which one(s) ex ante. Perhaps
detailed polling and interviews with all the candidates would be helpful here,
but it seems they'd be so only if these candidates are completely forthcoming—and it’s not clear what their
interest would be in getting into secondary matters if they don’t have to, since such disclosures may hurt their electoral chances.
This quite simple scenario seems to me to suggest that with no pre-election coordination, it may well occur that there will be no
movement on any issue post-election. But I do not know how or whether the coordination required for program enactments can occur absent the construction of parties and the subsequent presentation of
party candidates. Deal-making of the required sort would seem quite difficult to obtain in any setting in which interest groups--parties--are not important players. It thus seems to me that if one believes (as I do) that democratic governments must be authentically responsive to the sort of electorate imagined in this example, a relatively
strong party system may be required.
I'm not sure about this, though. And, again, I hope those with more experience in this field will comment and correct me where they believe I need it!
I was just honored to be interviewed by "philosopher whisperer" Richard Marshall, late of 3 AM Magazine and now publisher of the independent 3:16 AM. You can read it here:
Democracy Naturalized from end-times-series
Approval Voting (“AV”) has had its champions. In their eponymous book on the subject, Steven Brams and
Peter Fishburn set forth a list of
eight characteristics that they take to make for the unparalleled virtues of
the scheme:
1. It gives voters more flexible
options.
2. It could increase voter turnout.
3. It would help elect the strongest
candidate.
4. It would give minority candidates
their proper due.
5. It is relatively insensitive to the
number of candidates running.
6. It is superior to preferential voting
[e.g., RCV or The Single Transferable Vote].
7. It will add legitimacy to the
outcome.
8. It is eminently practicable.
In my new book I joined
the ranks of AV advocates, claiming that it is uniquely capable of playing a
crucial part in an accurate determination of “the general will”—what the people
want. I argued, in particular, that AV’s exclusive reliance on minimally
successful (as conceived ex ante) states of affairs makes it the perfect
electoral correlate for what I designated “CHOICE Voluntarism,” a theory of
prudential value that assigns each “successful result”—as well as each
person—equal respect/weight. While I do not think that frequent use of of a simple
quasi-majoritarian mechanism like AV can alone completely capture the general
will of an electorate (largely because, in my view, there must also be provisions
for robust proportional representation, recall, referendum, and reversal, as well as an explanation of how the two recommended voting systems should be combined), I do
think that AV is an essential constituent of an authentically democratic system.
But there was insufficient space in my book to
include comprehensive discussion of several important merits of AV or to respond
to every criticism that has been made of the scheme. No
doubt I will likely miss several of them in my new paper too. But the three advantages to be discussed that AV has over every preference-based (ranking)
voting rule seem to me make AV’s inclusion crucial to the construction of any
authentic democracy. What are they?
I will argue first that AV cannot be convicted of irrationality due to any alleged failure to guarantee results that are independent of “irrelevant alternatives.” Second, I will show that AV eliminates the possibility of using agenda-setting to produce results that are inconsistent with majoritarianism and pluritarianism. Finally, I will explain why AV is not subject to the majority voting cycles that have troubled observers from Condorcet to Arrow.
I cannot here defend the particular items I believe
to be required for distilled populism. For complete arguments, please consult
my new book. Here, I will simply enumerate. But it is important that one not set
down a particular list of this type and then try to use it to defend the thesis
of democratic harmlessness by noting that nobody who has advocated for
precisely those elements has been terribly dangerous. For it could be that no
well-known person has pushed all and only these items. We must rather say that
all those who have advocated for no more than this list of propositions or
any subset of them have been as harmless as the turtle dove. We can concede,
though, that it is extremely hard to find advocates for, e.g., regular
elections, free speech, and proportional representation, who have not
also plumped for, e.g., equality of income or jobs for every able-bodied
citizen). Nevertheless, we may insist that those who are good historical examples
of distilled populists have never been violent rabble-rousers. Obviously, however,
to make that case we need to have a better sense of precisely what distilled populism
is.
So, here is a (coarsely put) list of items that I believe should be
considered fundamental (i.e., ensconced in something like a constitution or
other extremely difficult to repeal or amend norm) to anything that can
correctly call itself an authentic democracy:
1. It takes
as axiomatic that self-government is an intrinsic good. Thus, it will not move
from a proposition allowing the people to demand, by fair plebiscite open to
all, what they want from their government.
2. It
allows for impairments or restrictions of political speech, assembly or
association to be imposed only where they are consistent with recognition and
enforcement of the paramount importance to democracy of activities that foster
self-government. These activities include such items as (i) facilitating access
to reliable political information, (ii) making voting easier or fairer, and
(iii) creating opportunities to attain political office or interact with
governmental officers and agencies.
3. Each
person and each officially expressed desire of such person for social action shall
be guaranteed equal treatment and equal protection of the law. No
discrimination based solely on race, creed, gender, orientation, property accumulation
or other such characteristic, when irrelevant*, shall be allowed by governmental
or non-governmental entities, and all long-term residents having reached
sixteen years of age shall receive an equal vote, have equal access to ballots
and candidacy for government offices, and have abundant, reliable, cost-free
information relevant to such ballots and offices available to them.
Governmental elections shall be frequent within all political subdivisions.
[*Because of what votes actually are, voter knowledge, intelligence, goodness, or other such alleged "credentials" are irrelevant.]
4. Consistent
with the principles set forth above, elections shall be determined based on the
fair and accurate count of voter approvals, where those receiving the most
approvals win. But every significant subdivision of the people shall also have
its proportionate say in the administration of government through the election
of additional representatives, where (i) such subdivisions are mutually
exclusive subsets of the populace determined by asking voters whom they would
most like to represent them, and (ii) significance is determined solely on the
basis of group size.
5. The
amount of ultimate authority to make government policy wielded by each
representative shall always be a strict function of the total number of voters
that have approved of that representative. But individuals chosen to represent
either an entire populace or a significant subdivision therein shall each be
provided with fair and equal opportunity to speak and equally-weighted votes in
committees. Deliberation and bargaining among representatives shall always
proceed according to the best current science regarding what deliberative
procedures are most likely and efficiently to produce concord; provided,
however, that such procedures shall require that simultaneous approval votes on
all alternatives—including no change to the status quo—must always be used in
lieu of successive individual votes on amendments and final votes on enactment.
6. Governmental
officers shall be subject to recall, enacted laws shall be subject to repeal by
referendum, and certain types of judicial decisions shall be subject to
reversal by votes of the relevant electorate.
7. Disparities
in the ability to produce and disseminate campaign and other election-related materials
based on wealth are to be kept to a minimum.
With these general criteria for distilled populism in hand, we can begin to
compile a list of historically significant events that have either accomplished
a substantial increase in democracy through implementation of one or more of
these principles, or failed in an (at least apparent) attempt to do so. And
with that list we can try to assess the level of any alleged dangers of this
sort of populism. There have, of course, also been numerous successes. Wars of
independence against colonial or other conquering powers are obvious examples
of democracy-enhancing events, since successes have produced at least the
possibility of achieving popular sovereignty in those territories. To those we
could add the 19th Century events of the Emancipation Proclamation
in the U.S. and the Parliamentary Reform Acts is Britain. Increases in women’s
rights have been secured in many parts of the world, and younger people have gained
the franchise. In the U.S. alone, in addition to passage of the Voting Rights
Act in the 1960s, one could also count enactments of numerous state laws
allowing for recall of representatives or referendums on statutes as successes.
All these have been obvious enlargements of democracy.
But “success” is ambiguous. In the case of the English Civil Wars
and the Russian Revolution, monarchies were (either temporarily or permanently)
eliminated, but in the former case the quite democratic first Agreement of the
People was never enacted, and in the latter case the Constituent Assembly, long
sought by those Narodniks most committed to the listed principles was immediately
dissolved by Bolsheviks. We may thus distinguish ultimate from subordinate successes.
Authentic democracy advocates were surely pleased by the deposing of monarchs,
the enactment of more democratic blueprints for government or the calling of
representative conventions or other assemblies, but those who were not executed
or exiled will not have been pleased by the longer-term consequences of
dictatorships, anarchy, or even (as in the case of Burundi) genocide. Thus, democratic
advocates may succeed in enacting an apparently democracy-enlarging law, but that
change may produce no actual growth in self-governance or its possibility,
making the entire process something such advocates would themselves consider a
failure. Neither the Constitution imposed by the Montagnards during the French
Revolution nor the one passed by referendum in 1992 Botswana produced any real increase
in democracy. And again, both of those events were followed by massacres and
dictatorships.
“Success” is ambiguous in another way too. One who does not share my
view that every increase in democracy is an intrinsic good could well deem a
clear “success” in the enlargement of democracy as a societal failure. That
sort of divergence in the assessment of merits or demerits is ineliminable; every
individual must operate according to basic axiological categories that cannot be
discarded. Thus, even where there is no
question that there has been an ultimate “success” in the growth of populistic
principles within some group, criticisms can be expected from those who
disapprove of such enlargements.
How, then, can one make a case that the advocates and advocacy of
authentic democracy are “nothing to be feared”? One tack is to take at their
precise words those who are horror-struck by “excessive democracy.” That should
provide evidence of what it is about “mob tyranny” that has concerned
significant numbers of observers. With that information we can investigate
whether democracy advocates have often been responsible for the production of the
particular evils forecasted. Surely it is no surprise to discover that the
belief that “the poor, uneducated, ravenous rabble” ought to have the same authority
to make public policy as “more cultivated, dispassionate and public-spirited”
members of the community has been controversial at all times. There should be
little doubt that the indictments of democracy, whether coming from the Ancient
Greeks or from the libertarians of today have often focused on the matters of
the alleged ignorance, irrationality, covetousness, rapaciousness. And it is
unsurprising that those promoting inalienable protections for one’s person and
property seems a much safer than an advocate for letting all the people do (and
take!) whatever they happen to want. But the fears have imagined specific
results, so if we are to assess the reasonability of the epistocratic axioms,
we must try to discover if those consequences have actually come to pass.
A quick look at some of the horrific events occurring in the aftermaths of the French and Russian Revolutions or of the Burundi Referendum of 1993, ranging from land seizures to rapes and disembowelments, shows distinct similarities to the dangers long prophesied by opponents of democracy. How, then, can one sensibly claim that no one ought to fear the advocates of populism? I propose we look more closely at a few “successes” and “failures” of democratic enlargements to see if the accusations bear scrutiny. Below I have given 11 well-known attempts—some broad some quite specific—to increase democracy in various times and places. I will in time also provide what I think should be taken as fairly obvious marks of intermediate “success,” and the actual intermediate and ultimate outcomes of those efforts. I will also include the means utilized by advocates to enact these changes.
Group |
Claimed Goals |
Levellers |
(First) Agreement of the People |
Girondists |
Condorcet Constitution |
Socialist Revolutionary Party |
All-Russia Constituent Assembly |
Front for Democracy in Burundi |
Multi-Party, Multi-Ethnic, Majority
Rule Governance |
19th Century American
Suffragists & 20th Century ERA Backers |
Equal Rights for Women |
Abolitionists |
Black Male Suffrage |
German Social Democratic Party |
Creation of a Democratic Republic |
Western U.S. Progressives |
Referendum and Initiative Petition |
Western U.S. Progressives |
Proportional Representation |
Midwestern U.S. Progressives |
A Non-partisan Unicameral Legislature |
Southern Christian Leadership
Conference; Student
Nonviolent Coordinating Committee |
Fairer Access to Ballots for African
Americans |
No doubt this list will be seen as arbitrary and capricious, as
it includes, along with a few seemingly random law changes in various
jurisdictions (including subsidiary ones) a democratic election in the tiny
central African country of Burundi, while ignoring such historic events as the
casting off of colonial power in the United States, India or any South American
or country. It is also heavily weighted with events that occurred in the US. I
do not wish to insist there is anything particularly representative about this
list. I claim only that it provides a fairly broad assortment of events covering many of the most common aspects of attempts at democratic
reform. Those believing that the choice of different or additional events would
provide countervailing evidence are of course welcome to specify such examples
and make their arguments.
Stay tuned. I hope to take up the items in my own admittedly idiosyncratic list in future blog entries.